Legal Issues in the Brokerage Office

The legal issues brokers need to be aware of are outlined in this 6-hour online, start anytime course. Some of the issues covered are trust accounting, advertising, commissions, government regulations and license law violations. 


To register please visit the CompuTaught web site, check the course you are interested in and click the enroll button.

Please download the Student/School Policies document, [in Adobe Portable Document format], and familiarize yourself with it. You may need a copy of the free Adobe Acrobat Reader to view the document.

Course Information

Course Date Info: 

Start Anytime, complete in 180 days.

Course Format: 
Course Fee(s):